ACCOUNT FORMS

INSTRUCTIONS – The links below open a PDF with fill-in capabilities for you to complete, print, sign (we require your original signature), and mail to the address indicated on the form. Please note that Internet Explorer supports the fill-in feature option. Fill-in forms may not work properly with some browsers such as recent versions of Google Chrome and Mozilla FireFox.

Account Options Form
Use this form to make changes to existing accounts only. Changes to account options include: Address Change; Telephone Access; Online Account Access; Distribution Options; the Automatic Investment Plan (AIP); the Systematic Withdrawal Plan (SWP); and Bank Information.

Additional Investment Form
Use this form to make a subsequent deposit into any account type.

Address Change
Use this form if you wish to update the Address of Record or the mailing address for your account. You may also call (800)860-3863 and press “0” to make an address change.

Automatic Investment Plan (AIP)*
The Automatic Investment Plan (AIP) allows you to automatically have funds transferred from your bank checking or savings account into your Muhlenkamp Fund account on a regular basis. Use the Account Options Form to establish or amend an AIP for an existing Muhlenkamp Fund account.

Bank Information Update
Use the Account Options Form to update or establish bank information used for your account.

Certification of Beneficial Owners
Use this form to provide information about the beneficial owners for your entity account or to request removal of a beneficial owner currently on file.

Certification of Trust Form
This form is provided as a substitute for submitting your entire trust document.

Combined Statement Enrollment Form
Muhlenkamp Fund quarterly statements have been combined for all accounts that share a common Social Security number and address. This has been done to provide you with a convenient overview of your investments on one report. Please use this form if you would rather receive a separate statement for each of your accounts. This enrollment form may also be used if you wish to link accounts registered in different names and Social Security numbers to produce one statement for quarterly mailings. Please note that linking accounts does not change the authorization required for account transactions. Mailings other than quarterly statements will not be consolidated.

Cost Basis Method Election Form
Use this form to make the initial Cost Basis Method election for your non-retirement account or to change a previously elected method. To help you understand the different Cost Basis Methods, please refer to this Cost Basis Reference Guide or consult your tax adviser to determine which Cost Basis Method best suits your specific situation.

Distribution Options Change
Use the Account Options Form to update your preference on how capital gains distribution and dividend distributions are made in your non-IRA account.

Letter of Instruction Form
Use this form to provide instructions regarding your account. If you have any questions please call (800)860-3863 and press “0.”

Limited Power of Attorney Form
Use this form to establish a Limited Power of Attorney (LPOA). If you have any questions please call (800)860-3863 and press “0.”

Name Change Form
Use this form if you are the current Account Owner, Joint Owner, Custodian, or Trustee and you have changed your name and wish to update it on the account registration.

Online Account Access
Fund shares may be purchased and sold by making requests through the Internet. You can establish a user ID and password by going to the Account Access page of the Muhlenkamp Fund site. Get there by selecting “Our Mutual Fund” from www.muhlenkamp.com and then clicking on “Account Access” (CLICK HERE to go directly to Account Access). Use the Account Options Form to enroll or update bank information for Online Account Access for your account. Your purchase or redemptions order will be priced at the next net asset value calculated after your order is accepted by the Fund.

Registration Change Form
Use this form if you have an existing Muhlenkamp Fund account and wish to: 1) register a name change, 2) reregister account from Individual or Joint Account to Trust or Entity Account, 3) remove or add an account owner or trustee, 4) gift shares to an individual or entity, 5) relinquish UTMA/UGMA account to former minor, and/or 6) change custodian on UTMA/UGMA due to resignation of current custodian.

Survivor Reregistration and Redemption Form
Use this form for non-IRA accounts to reregister or redeem shares if the current owner or trustee is deceased.

Systematic Withdrawal Plan (SWP) Form
The SWP allows you to initiate withdrawals from your Muhlenkamp Fund account at regular, periodic times and to have the proceeds automatically deposited into your bank checking or savings account or mailed each period by check. Use the Account Options Form to establish or amend a SWP on an existing Muhlenkamp Fund non-IRA account with a minimum balance of $5,000. (Note – To establish a SWP on an IRA account, complete an IRA/Qualified Plan Distribution Request Form or a Required Minimum Distribution Form, if requesting a RMD.)

Telephone Access
Fund shares may be purchased and sold by making requests by telephone. Your order will be priced at the next net asset value calculated after your order is accepted by the Fund. Use the Account Options Form to enroll or update bank information for Telephone Access for your account.

Transfer-in-Kind Form
Use this form to request a move of Muhlenkamp Fund shares (CUSIP # 56166Y438) via Transfer-in-Kind (TIK) from an account at another financial institution (OUTSIDE financial institution) to an account held directly with the Muhlenkamp Fund (DIRECT account = held at U.S. Bancorp Fund Services, LLC).

Transfer on Death (TOD) Designation 
Transfer on Death (TOD) Registration is subject to the rules governing TOD registration.  Use the Beneficiary Designation Form to add beneficiary(ies) to your account(s) or to update the beneficiary information on an existing TOD registered account. The account number, Social Security number, and all account options will remain the same. 

INSTRUCTIONS – The links below open a PDF with fill-in capabilities for you to complete, print, sign (we require your original signature), and mail to the address indicated on the form. Please note that Internet Explorer supports the fill-in feature option. Fill-in forms may not work properly with some browsers such as recent versions of Google Chrome and Mozilla FireFox.

IRA Beneficiary Payout Form
Use this form to select distribution and payout options to the beneficiary(ies) of a deceased Muhlenkamp Fund IRA account owner.

IRA Designation or Change of Beneficiary Form
Use this form to designate or change beneficiaries for established Muhlenkamp Fund IRA accounts. If you are opening a new IRA, a Designation of Beneficiary section is included on the IRA application.   If you wish to request a Per Stirpes method of distribution, complete the IRA Beneficiary Designation Addendum: Per Stirpes.

IRA Disclosure Statement and Custodial Agreement
IRA Disclosure Statement and Custodial Agreement for all IRA account types.

IRA Transfer/Recharacterization Form
Use this form if you are transferring funds from an existing IRA to a Muhlenkamp Fund IRA, or if you are converting a Traditional IRA to a Muhlenkamp Fund Roth IRA. If you are establishing a new account, you must also complete a Muhlenkamp Fund IRA application.

IRA/Qualified Plan Distribution Request Form
Use this form to request a distribution from an existing Muhlenkamp Fund IRA/Qualified Plan. Distribution reasons may include: Normal Distribution, Premature Distribution, Code 72(t), Death, Excess Contribution Removal, Conversion to Roth IRA, Recharacterization, Divorce, or Coverdell ESA Distribution. Do NOT complete this form if request is for a Required Minimum Distribution (RMD).

IRA Required Minimum Distribution (RMD) Form
Use this form to request a Required Minimum Distribution (RMD) from an existing Muhlenkamp Fund IRA. To be completed ONLY if the shareholder is RMD age or older. Does not apply to Roth IRAs. Do NOT complete this form if the distribution reason is not a RMD.